Jun
27
Games old and new
June 27, 2023 | Leave a Comment
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i grew up playing paddle tennis and beat Bobby Riggs in a money match. Paddle tennis is 99% identical to pickleball except that it used a good punctured tennis ball instead of the monstrosity they use in the promoted game of pickleball.
In honor of Alfred Cowles who started the Cowles Commission at Yale and whose articles in Econometrica and the Monthly Weather Review sparked my interest in stock market behavior 60 years ago: after stock market down prev day, expectation 3 days later is 2.5, but after stock market up prev day, expectation 3 days later is 0.7. based on last 7000 obs from 1996.
the grandfather holding the hand of the 4-yr-old as she climbs up the stairs of plane is the kind of thing that most people would be turned off by as it's so obvious.
the old gray mare: Lott-Stossel: Election Betting Odds
Hayek Was Right: The Worst Do Get to the Top
Jun
27
Ergodicity, from Zubin Al Genubi
June 27, 2023 | Leave a Comment
Ergodicity - odds of group equal odds of individual over time. Risk differs in coin toss and Russian Roulette due to absorbing barrier. Adopt strict risk aversion in trading. Survival is key.
Big Al suggests:
Luca Dellanna on Risk, Ruin, and Ergodicity
May 29 2023
Author and consultant Luca Dellanna talks with EconTalk host Russ Roberts about the importance of avoiding ruin when facing risk. Along the way Dellanna makes understandable the arcane concept of ergodicity and shows the importance of avoiding ruin in every day life.
Ergodicity: Definition, Examples, And Implications, As Simple As Possible, by Luca Dellanna
Larry Williams asks:
What the fun of life with modulated risk?
Nils Poertner wonders:
why do so many traders self-sabotage themselves (self-sabotage is perhaps a strong world but from the outside world it looks like that). some deeper religious guilt thing or so? addictions?
H. Humbert responds:
You can get your fun from winning instead of from the risk taking it takes to win.
Larry Williams asks again:
And how do you win without risking???
H. Humbert answers:
You can't. I was reacting to "the fun of life with modulated risk" comment. You can enjoy the risk taking part, the winning part, both, or none. To me, simply enjoying the risk taking part incentivizes the wrong thing, but enjoying winning, the right thing. You could say that simply enjoying taking risks will lead to winning but then every gambling addict would be a winner, so it's not that simple.
Zubin Al Genubi responds:
As a practical matter money management and convex asymmetric payoffs. Recognizing the risk and the extent is a big part of the puzzle. There is a large range from the coin flip to Russian Roulette not quite recognized by static statistics. The time element is important, hence ergodicity.
Larry Williams states:
Risk within reason but still risk - keeps us young!
Jun
24
Capitalism in America
June 24, 2023 | Leave a Comment
Interesting and poignant articles in The Austrian point out that the Fed now owns 2.6. trillion of mortgage securities. it built this up since 2008 and caused distortion in the real estate markets. The fed has a 408 billion mark to market loss on these securities - 10 times the Fed's capital of 42 billion.
The Fed Is Overindebted, Isn’t It?
Wall Street to the Fed: Inflation Is Over. Give Us More Easy Money!
An excellent and inspiring book:
Capitalism in America: A History, by Alan Greenspan and Adrian Woolridge
Chapter 3 of Greenspan's book is inspiring: "In 1914, Americans were able to shave with Gillette, gab on phones, drive a Model T…before that there were more animals that people in cities."
Hany Saad is surprised:
Victor Niederhoffer praising “anything” Greenspan!!!!! Now I know I am in Kansas.
Vic clarifies:
the last part of the book is typical Greenspan propaganda for the progressives.
Jun
19
Apropos of the roll, from Hernan Avella
June 19, 2023 | Leave a Comment
SP futures implied financing rate 5.62%
Sep/Jun spread = 45 points
SP Earnings Yield = 4.85%, -0.95% Real
10Y Yield = 3.72%, 1.55% Real
Interesting to consider that during the previous regime, people were very bullish with the adage of "stocks carry themselves". What do they say now?
Steve Ellison comments:
Speaking as one of those who said, "stocks carry themselves", stocks are not carrying themselves now. The dividend yield on the S&P 500 is about 1.6%, compared with the 3-month Treasury bill yield of 5.2%. It is now a different point in the business cycle as outlined by Philip L. Carret in his 1931 book The Art of Speculation (I have the version republished by Wiley in 1997 with a foreword by the Chair).
Business cycles don't always follow the textbook script, but if I had to guess, the likely next steps are a slow-motion banking crisis (as depositors one by one compare their banks' interest on deposits with the aforementioned Treasury bill yield) and recession.
Mr. Carret appeared on Wall Street Week at age 98 in 1995. At 1:40 in this video:
Louis Rukeyser: What do you do, given your experience, when you think there may be too much froth, when you think there may be a major correction, even a crash? Do you sell all your stocks?
Philip Carret: No, I really don’t do anything … I’ve seen a lot of recessions, and I can live through them, and I can do it again.
Hernan Avella replies:
Thanks Steve. I believe looking at the dividend yield only is folly. You need to add the buybacks (Known as shareholder yield). Currently @ 4.62%.
Steve Ellison responds:
It is worth noting that, based purely on the S&P 500 dividend yield, stocks never carried themselves for 50 years from 1958 to 2008. Nevertheless, the upward drift continued, and there were many bull markets during that time.
I reviewed the Art of Speculation here on December 13, 2007, 49 years into the period of stocks never carrying themselves, noting that it might be difficult to follow the advice to buy when stocks carried themselves. Here is an excerpt:
"Borrowed money is the lifeblood of speculation" (p. 101). Interest rates greatly influence the direction of stock prices. "A bull market undermines itself" (p. 119) as prosperity and increased borrowing for speculation drive up interest rates. One of Mr. Carret's specific methods might be difficult to replicate today. He suggested borrowing money when interest rates were low to buy stocks with higher dividend yields than the interest rate on the borrowed funds. A stock bought in this fashion would "carry itself" and have a high probability of moving higher. With today's much lower dividend yields, such stocks are probably difficult to find today.
Hernan Avella writes:
Some YTD figures [as of 13 June]:
Semiconductors (SMH) +51%
NQ100 + 36%
Commodities -8.98%
Low Vol Sp500 stocks -2.19%
Emerging Bonds, local currency +6.5%
European "Growth" stocks +15%
What happened with the bears in this list?
H. Humbert responds:
What happened? Nothing happened, wrong so far. Old favorites never lead a new bull market, but they are now. Saw an article today, people are cutting back on fries at McDonald's but that doesn't seem to matter. Semis are going gangbusters, but they're not hiring. Anyway, I never sell and buy when I see value regardless of "the market". Bought my first stock of the year two weeks ago.
Humbert H. adds:
Hernan, if you go down the route of buybacks you need to account also for stock issuance, employee options, M&A/deletions from the index, IPOs/additions to the index etc to estimate the net buyback yield. This way it is apples to apples. If you do that you will get a small positive number <1% (you prob want to smooth out considering that buybacks are cyclical).
Tim Melvin comments:
Buybacks and debt reduction play no role in determining of stocks are a carry trade. Cash received versus interest paid.
William Huggins comments:
the free yield on buybacks has been the manipulation of earnings downward prior to announcement of said buyback (and subsequent restoration). its generally done in a small enough amount that its hard to pick up individually (but shows up plainly in large samples). (chair mentioned this back in 2007 i think?)
Jun
18
Tale of two sons
June 18, 2023 | Leave a Comment

tale of two opposite sons: Cornelius Vanderbilt ("the Commodore") had two sons. one, William, attended to every detail of the business, including signing all checks. the other, Cornelius Jeremiah ("Corneel"), was hooked on faro and borrowed heavily.
the Commodore had an eye for pretty women. when Corneel's prospective father-in-law asked the Commodore about the marriage, he asked, "does she have many silk dresses and expensive jewelry? if she does, Corneel will pawn them when he loses in gambling."
William went on to become the richest man in the world. Corneel was limited to $200 a month which inevitably he lost and borrowed heavily form Horace Greeley to tide him over.
Jun
17
Methods, vig, heroics
June 17, 2023 | Leave a Comment
in my response to critique of my methods I refer to the reason that certain famous investors have succeeded so well. It's due imho to being one with idea that has world in its grip - how this and long life enables compounding to grow apace without concern about service beating you down.
there have been so many nice testimonials to me and my style,- some way over the top that I am becoming convinced that some thing I am close to 7 feet under or at least very close to the Bad One. i am still alive.
much attention has been focused on heightened scrutiny of those who don't believe in agrarianism, but little attention has been focused on the opposite, i.e., the free pass for those who hate enterprise and how this increases compounding exponentially the law of ever increasing vig. in 1940 there used to be 1 minute of advertising for 60 minutes of content. on Yankees game nowadays its 50-50. where else do you find much increased vig. the advertisement for the radio broadcasts for the Yankees are so unpleasant and so frequent that one wishes bad luck to them and can't wait to turn them off. the advertisements themselves all encourage ever-increasing vig thru emphasis on lotteries, parleys and service deals for Kids.
I've Got a Little List (with lyrics) / The Mikado / Gilbert and Sullivan
Lois in on my list and her fellow travelers who don't find anything amiss.
one comes back from dinner and hears a recap of New Deal Economics - increased service rates, replacement of private sector by gov - but it isn't from 1934 but is our most agrarian treasury person.
my passing reference to The Wager: A Tale of Shipwreck, Mutiny and Murder did not do it enuf credit as it tells a story of Anson's heroics and survival every well.
Jun
15
LWV Greenwich Announces the Winners of Its Fourth Annual Student Essay Contest
June 15, 2023 | 1 Comment
LWV Greenwich Announces the Winners of Its Fourth Annual Student Essay Contest
League of Women Voters Greenwich is pleased to announce the winners of its fourth annual Student Essay Contest. The Student Essay Contest is one League initiative that seeks to involve young people in the League’s mission to build an understanding of and participation in the democratic process.
High School, Winner:
Aubrey Niederhoffer, Greenwich High School, Grade 11
Co-Founder and CEO of Amalgam Talent, a eSwatini-based HR agency connecting remote workers in developing countries to global markets. Passionate about international development.
Jun
15
Wagers and squeezes
June 15, 2023 | Leave a Comment
no matter how high they go, most gentlemen don't like stocks. nor do they realize that bonds have to go up to save the banks from marking down their holdings.
10 Qualities of a Modern Gentleman
seems like a good day to review all the reasons that the former president didn't win in 2020. lets start with the big pharma that withheld the announcement that they had an effective vaccine until the day after the election.
Steve Ellison replies:
Marginal voters proverbially vote their pocketbooks, and Mr. Trump had the misfortune to be the incumbent as GDP abruptly contracted by 9%, and unemployment rose to 15% in April 2020.
Vic writes:
yes that's a winner although no evil hand in that. let us not forget the military in their advocacy and demeaning and threats. all the three-letter agencies and the doj. scores of 4-star generals comparing Pres to Mussolini and guaranteeing that they would escort him out of office if he resisted. the professional sports leagues all acting to undermine. Director Wray negating all of Trumps critiques about their bias. another reason for the former golfer to lose was the lineup of all of the Fangs to do whatever they could to do him in.
Gary Boddicker adds:
Constitutionally questionable executive and judicial changes to voting rules in key states, bypassing legislatures and favoring Democrats. “It’s unsafe to vote in person!”
Vic continues:
excellent book for those who like Patrick O'Brian but aren't see salts. none of O'Brian's erudition but author made valiant attempt to research incident.
The Wager: A Tale of Shipwreck, Mutiny and Murder
Also: Shantaram: A Novel
a critique of my methods, lifestyle and answer is elicited on twitter. i don't know when exchange took place - i would guess 15 years ago. I would add to my defense that I was much younger then and also I did not take account of ability of market to squeeze you and margin you out. they and the market inexorably get together by an evil hand to manipulate prices and margins so that you will contribute to the big players so that one day they will do you in and then prices will get back to their norm. one solution is to have good credit. Imagine the palindrome having enuf confidence to withstand the Bank of England and all the banks they control to speculate against the Pound successfully.
Jun
7
Distractions
June 7, 2023 | Leave a Comment
with all the hoopla about the perfect father stumbling - one notes that he can get up from the floor with ease - more important he can create 10 LLCs with beneficiaries of all in family with impunity. the odds of perfect father winning the election now at a max of 38%.
The venerable Sam Eisenstat liked to run overlapping monthly S&P as independent and would predict the next 6 months as momentous with great accuracy.
who is the most corrupt shark now trying to deflect attention by pretending to be anti-woke? perfect example of distraction behavior by spiders.
how much money can one make from Sam while pretending to be vigilant in stopping his predations?
The Folly of Fools is one of the most foolish books i've ever read. the vigilance against deception is very high and no subject is more studied and self restrained.
there are at least 3 big speculators i know who have many daughters with one of them being a bad seed as far as the others are concerned. is this chance? or some hidden regularity?
Jun
1
Steel Box Indicator, from Stefan Jovanovich
June 1, 2023 | Leave a Comment

In the first quarter of 2023, container output contracted by 71% compared to the previous year, with only 306,000 TEUs produced, marking the lowest level since 2010. Drewry estimates that full-year production will not exceed 1.8 million TEUs, the lowest since the recession-hit year of 2009.
Container Production Slumps to Lowest Level in 14 Years, Says Drewry
Henry Gifford writes:
What sort of time lag can be expected between ordering the containers and their actual use? I order cardboard boxes, and they are used to ship goods a few weeks later, I expect a shorter time lag for larger cardboard box users. But I expect it takes time to ramp up steel container production and delivery.
Stefan Jovanovich responds:
Top 10 Shipping Container Manufacturers In USA
Steve Ellison adds:
Maybe the shipping container industry does not have just in time inventory replenishment, or maybe it did, but the policies did not survive the covid pandemic. In a previous career in supply chain management, I needed to be aware of how inventory and decision lags downstream in the supply chain amplified demand fluctuations upstream, on manufacturers for example. This is known as the bullwhip effect.
Pamela Van Giessen comments:
There was an article in the WSJ earlier this year/late last year (the months seem to fly by) that shipping has fallen off a cliff. Part due to less goods needed/wanted, overstock because of covid era over ordering, and backlogs having caught up. Could it be there is an oversupply of containers based on things normalizing and/or a temp decrease while everything catches up?
I have been interested in knowing what the rail freight looks like but haven’t been able to find a source that provides that info (also haven’t looked that hard). Living in a rail town, it was much definitely quieter 6 mos ago than it has been lately. But maybe it’s just more coal out of the Powder River basin for China, India, etc. At least 3 long trains of coal/day. Every time I hear the environmentalists cry about CO2 emissions and how we have to get rid of xyz in the US, I have to laugh at the latest pet peeve (gas stoves & furnaces, increasing energy efficiency in dishwashers, wash machines, etc), it will never make a dent against all that coal being fired up in other parts of the world.
Jeff Watson offers:
Stefan Jovanovich adds:
Container Shipping Industry Faces Unprecedented Slump in Long-Term Rates
The container shipping industry experienced a significant downturn in global long-term freight rates during the month of May, as the contracted cost of shipping containers plummeted by a staggering 27.5%, according to Xeneta’s Shipping Index (XSI®). This marks the ninth consecutive month of rate drops and represents the largest monthly fall ever recorded on the platform.
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