Daily Speculations

 

Forum: A Technical Discussion of Layers of the Forest

October 2003

 

Vic: In old growth forests, the height of trees may be categorized this way:

 

  1. The biggest trees soar 100 feet to the canopy, and tend to be of the same height.
  2. Younger trees of about 50 feet wait in the shade of their parents for the opening that will allow them to attain canopy stature.
  3. Understory species, such as dogwood and redbud, form a third layer from 20 feet to 30 feet.
  4. Lower still are the shrubs and herbs occupying the forest floor.

 

OK. Is there a separation by price of the distribution of prices at a given time? It’s a question that M.F.M. Osborne would have asked from his vantage point as a man from Mars. I am  inspired by his memory and by the visit with my kids to the Natural History Museum in Manhattan today to study same.

 

From: J.T.

Date: 10/07/2003

 

Two things come to mind.  Hurricane Isabel's eye just came through Richmond, Virginia, and the vast majority of trees that fell were of the 100 feet-plus type. The trees that fell were hardwoods, not coniferous.  The closer to the ground the more stable the tree during the 50-65 mph winds for obvious reasons. The amazing thing to me was the fact that the hardwoods fell due to the "sail-effect" of the leaves and their shallow root system, whereas the confiirous trees with needles didn't budge and they are stuck in the ground more like a pencil.  The trees that I thought before risked falling were the dead trees in my side yard.  They didn't budge.  No sail or root system to make it a factor. The healthiest, oldest, taller trees were the victims of

the Hurricane Mistress.  The dead, weak, short and leafless trees were around after the Hurricane left town.

 

Ssecond thought.  I read somewhere in a book once, slips memory, that when a stock hits 80 it’s a good sign it’s going to 100 and then chances are it splits goes back down to 40-50 depending on split and hopefully works its way back up again.  Sounds like the life of a hardwood tree in the cycle of life with hurricanes—or just normal time erosion in a forest?  Is the hurricane supply/demand?  

 

The Cone-Bearing trees vs. the Hardwoods sounds like Growth vs. Value as well.  I do know from observation that hurricanes typically hit Virginia during the end of summer-beginning of fall—not a good time to be looking up at hardwoods near the house, but in the winter the

coniferous trees sap freezes up making them brittle and easily blown or weighted down in an ice or snow storm—not a good time to be looking up at hardwoods near the house!   I am in a recently built home; after the hurricane I looked at my landscaping and noticed that my house was surrounded by nothing but shrubs, dogwoods, and a redbud.  Nothing like being at the bottom of the forest floor.  I find it weird that I had no risk a la hardwoods/pine trees, but tons of reward in the flower-bearing dogwoods/redbuds/azaleas and forsythia two times a year: spring and fall.

 

 

From: Tom Ryan

Date: 10/07/2003

 

Along this line of thought I continue to believe that days of large movement, close to close, say >1.5 or 2.0 std deviations away from the mean of the past 6, 9, 12 months, can contain much information. In particular, the stocks that move counter or do not participate in the move (down on the day when market averages up big or conversely up on day when market down big), and the prospects of that generally small list of nonparticipants on the day in regard to their immediate future can and should be tested for various time intervals. Is the market anticipating negative consequences of a forest growth spurt to certain species, or conversely an increased potential for some to flourish in the aftermath of a fire. Maybe this is random thinking but at least it is prospective and can be tested and falsified.

 

 

From: Charles Pennington

Date: 10/07/2003

 

Here's a meager start on the question that you posed.  My backtesting software makes it difficult/tedious to test your proposition, so I just did the best I could in limited time.

 

For each trading day from July 2001 through July 2003 I took the worst daily performing Dow 30 stock and tabulated its performance for the next week.  (This doesn't guarantee that the stock had negative return that day--just the worst return of the Dow 30.)

 

Then I looked at the subset of those roughly 500 names (250 trading days per year times 2 years =500) for which the S&P 500 had been UP by more than 1.5% on that same day.  (Don't ask me why I used S&P instead of Dow.)  There were 49 such days.

 

For those stocks on those days, the subsequent 5-day performance (buying on the next open) was as follows:

 

avg return 1.5% stdev 5.2% count: 49 std err 0.7%

 

That looks encouraging.  However, it's interesting to also take the same set of roughly 500 names and take the subset for which the S&P 500 had been DOWN by more than 1.5% on that same day. This is not what you asked about. There were 66 such days.

 

For those stocks on those days, the subsequent 5-day performance was:

 

avg return 1.71% stdev 9.7% std err 1.2%

 

SO, it was good to buy the lowest-performing Dow stock both on big up days and big down days for the index.

 

For the neutral days (return between plus and minus 1.5% on the SP500), here are the numbers for the next week on the lowest-performing Dow stock:

 

avg -0.22% stdev: 5.0 std err 0.3%

 

So it's not a compellingly good idea to buy the lowest-performing Dow stock on a neutral day.

 

Of course keep in mind that this study was done from July 01-July 03, and the SP500 was down about 20% over the span.

 

 

From: Bill Craft

Date: 10/08/2003

 

Unusual/infrequent Micro events like this can have unexpected consequences.

 

GEOtrophs (conifers) grow away from Gravity( high p/e) while

PHOTOtrophs(Deciduous) grow toward light(slower more patient growth).

Both balanced by each method.

 

Former and latter grown in more OPEN conditions can get heavier tops.

Similar to a pecan orchard. Heavy tops on purpose for fruit. Real danger

from the sail effect (uprooting).

 

So BIG open grown Hardwoods give plenty of shade and form but have over

developed tops and are at higher risk.

 

Overabundance of growth, big shade and protection, Falls at first BIG wind.

 

Keep mowing the lawn or the forest will creep back in.

 

Bill

 

 

 

 

 

From David Higgs

Re: all u lumberjacks

 

Take a swing at this from the perspective of the rings of a tree. The outmost Russell 2000, the inner the S&P 500, then the S&P 100 and finally the Dow 30—should I say core.

 

Now twist and turn them on a timely basis and align them like the stars above. Seems like there should be clues upon clues to build from?

 

 

 

From: Easan Katir

Date: 10/07/2003

 

The one-time head of real estate operations at CALPers did an analysis on the suitability of timberland for retirement portfolios. He told me the tree cycle is not unlike the human cycle:  When young they sprout up tall and spindly.  In middle age they grow wider around the middle.

 

He deduced one could get about an 8% average yield from a mature forest, so he bought heavily for CALPers, which is now the largest owner of timberland in the US.

 

Wanting to buy even more, he visited other timberland, and reports that Indonesian lumberjacks wear masks on the back of their heads while working.  The theory is that a tiger will not readily attack someone who is looking at them.  He brought a mask back to wear around the office.

 

PCL not a bad simulation of the CALPers strategy, p'haps, for those of us not Arnold's employees.

 

 

From: Cliff Roche

Date: 10/07/2003

 

Jeremy Grantham has been touting timber for some time now as well. Unfortunately, the number of funds holding trees in their portfolios is in short supply.  As I recall even GMO acknowledged difficulties in making a direct play. If anyone has suggestions on how to best work this market, it might be interesting.  Perhaps companies that hold large reserves are the best ticket?  While considering other fundamentals of course . . .

 

 

From: John Bailey

Personally, I'm trying to find the forest product companies with spectacular Coke kind of returns that these conclusions imply. 

 

 

From: Mr E

Date: 10/07/2003

 

quietly, under the radar of the green party scum and the job killers of the

sierra club, CHINA passed laws that permitted TIMBER and LIMBER to be used in

home construction...

 

almost immediately smart timber managers took aim at new zeeland as a great

place to grow and harvest timber...and its close to china

 

in america, why grow timber at all...the liberal scum who run the forst service

can be tested: in the years since mt helena the small weyerhouser plot has

outgrown the liberal scum by 10 YEARS...go and see what liberals are able to

grow...OPEN SPACE NO TREES NO COMPETENCE

 

From: Mr E <cybedude@mail.lawguru.com>

Subject: Re: [SPEC-LIST] Fw: [SPEC-LIST] all u lumberjacks...........

Date: 10/07/2003 23:25:06

 

thamkyou...but the liberal slime on these boards will find a CRY BABY way...like

crying to the mommys...to stop me from writing...wait and see

 

 

From: Cliff Roche

Date: 10/08/2003

 

In regard to our discussion of timber, Mr E had said:

 

"quietly, under the radar of the green party scum and the job killers of the

sierra club, CHINA passed laws that permitted TIMBER and LIMBER to be used in

home construction...

 

almost immediately smart timber managers took aim at new zeeland as a great

place to grow and harvest timber...and its close to china

 

in america, why grow timber at all...?" (see original for answer)

 

The reference to New Zealand caught my attention, and today I found this article:

 

"September 15, 2003

Campbell Group to buy New Zealand timber property

 

The Portland-based Campbell Group intends to buy the entire forest estate of

Fletcher Challenge Forests of New Zealand for $604 million.

 

 

Founded in 1981, the Campbell Group buys and manages timber properties for

investors. Its $1.4 billion in assets under management makes it one of the

largest timber investment managers in the world. It has nearly 150 employees in

nine offices."

 

The following information can be found on the Campbell Group website

(unfortunately the fund seems open only to institutional investors):

 

"Based on statistics compiled by The Campbell Group, timberland returns,

represented by the NCREIF Timberland Index, have outperformed stocks and

long-term corporate bonds over the last 14 years.

 

Over the last 15 years, a fundamental change has occurred in the ownership of

a significant part of these commercial timberlands.  Institutional investors,

such as public and private pension funds, have purchased large tracts of

timberlands from these forest products companies, and in turn, sell logs

harvested from these lands back to the producers of forest products.  These investments

have generally been made through private equity investments in limited

partnerships, commingled funds and insurance company separate accounts.  This

trend is expected to accelerate as more forest products companies sell portions of

their timberland in order to focus on their core business of forest product

development and production.

 

One of the most compelling reasons for including timberland investment in a

long-term institutional portfolio is the ability to enhance the risk/return

characteristics of the total portfolio. Timberland has a low correlation to

other major asset classes, including stocks and bonds, and is negatively correlated

to real estate. Besides being an excellent portfolio diversifier and

inflation hedge, timberland makes a good investment because its returns are

equal to or better than comparable risk/return investments."

 

Within the limited time I was able to spend today looking, it appeared that

opportunities for comparatively small individual investors were limited to

direct purchases of timer laden property (ie: real estate).  Specialized real

estate sales companies do exist for this purpose.  I understand that you can use

funds within an IRA or Solo 401K to direct the purchase of raw land and hold

that land within the tax deferred vehicle.

 

The issue in all of this of course, is WHAT DOES THE AVERAGE SPEC KNOW ABOUT

BUYING TIMBER LADEN REAL ESTATE? ANSWER: NOTHING.

 

Three questions (I'm sure others can thing of more):

 

Is it worth learning more about this given the potential for returns?

How big is the liquidity issue?

What sort of business cycles is this investment subject to, and where are we

now?

 

From: Bill Craft

Date: 10/08/2003

Cliff asked three questions (I'm sure others can think of more):

 

Is it worth learning more about this given the potential for returns?  

How big is the liquidity issue?

What sort of business cycles is this investment subject to, and where are we

now?

 

--------------------------------------------------------------------------------

 

Yes it is worth learning more and while this field is specialized doesn't mean

you can't learn.

From land aquisition, timber inventory, growth projections and harvest

optimization it is a new world for many people and quite enjoyable.

 

Fortunately there are quite a few highly qualified US firms that do this sort of

work.

 

I have even seen investment possibilities in New Zealand but while that is close to the Pacific Rim, I would think it is hard to get there on a regular basis.

 

Liquidity of forestland was considered more of a problem in the past. The demand for land has increased as an alternative to securities. Many professionals have put forest land into a retirement plan. You don't want to buy higher than a calculated present value of the

investment. Age, growth, harvest regime and reforestation all are used to establish a PNV

for the investment. You can buy bare land and start from year 1 or purchase an established stand depending on your investment time frame.

 

The land and timber are simultaneously conjoined AND separate investments.  First, you must have a current and future market for wood products in the area and, since many cash out of the land base later on, have land appreciation also.

 

The business cycle is subject to the local wood using market normal fluctuations and this must be determined regionally then locally (near the investment). Probably means a longer investment period for individuals than institutions. It can be a capital intensive business and depending on your objectives maybe buy and hold.

 

Generally, risks of ownership are low but can include fire, insect, wind, theft, the new kid on the block, and political or legal challenges so you have to be informed here as well.

 

Yes there are sharks in the business.

 

Another point is taxation. One of the remaining Tax Credits is in reforestation. Up to a max $10,000 /yr expenditure, you receive a 10% tax credit and then amortize the rest over an 84-month period and of course favorable capital gains treatment of income.

 

Special tax provisions apply to active and passive investors.

There is a Tax form T for active investors.

 

 

Some links of interest are:

 

http://www.resourcemgt.com/

works with individuals

 

http://research.yale.edu/gisf/ppf/understanding_changes

lists timo's and reits

 

http://www.cintrafor.org/CONFERENCE_TAB/2001presentations/Lutz.pdf

 

http://www.americanforestmanagement.com/timberinvest.shtml

works with individuals

 

http://www.timbertax.org

of interest: see Ag Handbook No. 718